Compliance Associate
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Our client, a global Investment Bank , are seeking a Compliance Associate to support its business across Europe. This is a varied and hands-on role, ideal for someone who thrives in a fast-paced, high-volume environment.
The successful candidate will bring a problem-solving mindset, a high level of attention to detail, and strong multi-tasking and escalation skills.
You'll be joining a collaborative team environment where professionalism, sound judgment, and the ability to handle sensitive information are essential.
Key Responsibilities:
- Lead the client onboarding process from a KYC/AML perspective
- Support internal compliance monitoring activities in line with the firm’s Compliance Monitoring Plan
- Conduct conflicts checks and oversee control room processes (e.g., personal account dealing, gifts/entertainment approvals, outside business activity reviews)
- Assist with onboarding processes and certification under the Senior Managers and Certification Regime (SMCR)
- Provide support with regulatory filings and reporting
- Monitor electronic communications and escalate concerns when necessary
- Maintain key compliance records and reporting logs
- Contribute to compliance projects and support the rollout of systems and process improvements
- Deliver internal compliance training
- Assist with ad hoc compliance-related tasks
- Stay up-to-date with relevant regulatory developments impacting financial services
Requirements:
- Bachelor’s degree (or equivalent qualification)
- 3–5 years’ experience in a compliance function within financial services, preferably within an investment bank
- Ability to adapt quickly in a dynamic, high-pressure setting
- Positive, proactive, and solutions-oriented mindset
- Comfortable working both independently and collaboratively, with strong escalation judgment
- Ownership mentality and continuous improvement focus
- Strong verbal and written communication skills
- Excellent organisational skills and ability to prioritise effectively
- Detail-oriented with solid analytical capabilities
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