Compliance Officer

We are currently looking to hire a Compliance Officer on an interim basis.

Your position will involve supporting the MLRO of the German entity in ensuring that the firm meets its regulatory objectives, primarily in respect of client remediation and monitoring activities

Please note that this is an onsite role that will require you to work within our London office (near Liverpool street) 5 days on site per week.

Key Responsibilities:

• Assisting with the execution of Compliance Monitoring Programme (CMP), with a view on PAD (Personal Account Dealing) monitoring, transaction monitoring, AFC related controls
• Provide support in creating management information
• Assist with the ongoing client remediation projects
• Assist the MLRO with data analysis as required
• Support with ad-hoc projects

Key Skills & Experience:

• Regulatory knowledge and understanding of the financial services industry.
• KYC experience is certainly a must, PAD experience would be beneficial but can be learned quickly.
• Compliance Monitoring would be beneficial
• Proven proficiency in Excel and strong analytical capabilities.
• Excellent communication skills for effective information exchange with team members and management.
• Ability to work well collaboratively with others in a team setting.
• Some experience in compliance within a regulatory environment is preferred.
• Analytical and enquiring nature, ability to solve problems
• Excellent organisational skills, ability to manage competing priorities and tight deadlines
• Strong communications skills - verbal and written; with ability to communicate effectively across the business.

CMC Markets is an equal opportunities employer and positively encourages applications from suitably qualified and eligible candidates regardless of gender, sexual orientation, marital or civil partner status, gender reassignment, race, colour, nationality, ethnic or national origin, religion or belief, disability or age