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Rutherford has been mandated by a leading investment management firm to recruit a Paralegal for a 12-month maternity cover, based in their UK office. This position offers the chance to work within a dynamic UK/European Legal and Compliance Team, supporting a broad range of legal matters across multiple jurisdictions.
Responsibilities:
- Oversee fund registrations and renewals primarily across Europe, including compliance with UCITS and AIFMD passporting requirements.
- Support the Client Relations team by clarifying marketing requirements for funds and investment products outside the US.
- Conduct AML/KYC procedures during client onboarding and ongoing reviews.
- Assist with contract review processes, covering outsourcing, services and client agreements.
- Facilitate Board and Committee governance for subsidiaries in the UK and Netherlands, including organising meetings, preparing agendas and documents, and drafting minutes.
- Collaborate with the Managing Director, Risk & Compliance, to evaluate regulatory impacts relevant to UK and European offices.
- Manage powers-of-attorney arrangements, including notarisation and translations, acting as a key contact for third-party providers.
- Provide general legal and compliance support on various projects as required.
Background:
- 3 - 5 years’ experience within the investment management sector.
- Strong understanding of UK and EU fund marketing and regulatory frameworks is preferred.
- Familiarity with MiFID II regulations.
- Exceptional attention to detail and ability to prioritise multiple tasks efficiently.
- Confident communicator able to liaise effectively at all organisational levels.