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We're seeking someone to join our team as a KYC Specialist in Client Onboarding Regulatory Data Services, responsible for performing KYC & Non-AML regulatory programs in the onboarding of new clients and new business for the Investment Banking Division and Global Capital Markets Business Units.
In the Operations division, we partner with business units across the Firm to support financial transactions, devise and implement effective controls and develop client relationships. This is an Associate level position level position within the Glasgow location.
Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.
What You'll Do In The Role
- Execute processes/functions and/or support process management and project efforts, leveraging knowledge of the systems, markets and instruments that influence the team
- Recognize risk in day-to-day processes to draw out the key issues and contribute to process improvements
- Build relationships within team and internal stakeholders, sharing knowledge to contribute to team output
- Perform Client Due Diligence review in support of the Firm's new client onboarding and existing client regular review in accordance with the applicable regulatory program requirements
- Develop SME knowledge on KYC and MiFID regulations along with MS specific requirements in order to provide clear guidance and updates when onboarding new clients.
- Respond to queries from key stakeholders in a clear and timely manner.
- Develop a risk based and rational mindset when reviewing clients in order to help manage the often bespoke nature of IBD and GCM deal clients.
- Deliver quality results in a timely manner and within required deadlines/time frames.
- Participate in projects and initiatives, aiding in solution formulation with a focus on timely execution
What You'll Bring To The Role
- Ability to establish clear goals and priorities, and address non-standard issues within area of expertise with minimal guidance and supervision
- Subject matter expertise in business area supported, client requirements, and ability to ensure control is not compromised to comply with client requests
- Culture carrier across Operations, embracing the Firm's core values
- Ability to quickly learn and understand policies, procedures, systems, process and controls.
- Exercise sound judgement and make timely risk-based decisions.
- Ability to work independently and meet business deadlines whilst ensuring accuracy and quality.
- Effectively communicate with the Business units, Financial Crimes, Compliance and other key stakeholders to build effective working relationships.
- Resilient and able to operate in a dynamic and evolving environment managing competing intra-day priorities.
- Must have strong written and verbal English skills with ability to communicate clearly and effectively.
- At least 2 years' relevant experience would generally be expected to find the skills required for this role
What You Can Expect From Morgan Stanley
We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.
Certified Persons Regulatory Requirements
If t his role is deemed a Certified role and may require the role holder to hold mandatory regulatory qualifications or the minimum qualifications to meet internal company benchmarks.
Flexible work statement
Interested in flexible working opportunities? Morgan Stanley empowers employees to have greater freedom of choice through flexible working arrangements. Speak to our recruitment team to find out more.
Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.
