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Kroll’s Regulatory consulting team helps firms deliver on a wide range of engagements including financial crime, compliance risk, regulatory readiness, compliance monitoring and regulatory reporting.
At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges. Apply now to join One team, One Kroll.
Responsibilities
- Undertake reviews following a risk based approach, identifying control failings and operational weaknesses across a range of firms.
- Provide on the job and ad hoc advice and support to clients.
- Manage and maintain client relationships.
- Draft reports for firms and international regulators.
- Collate and manipulate data, visualising trends and patterns in performance.
- Prepare and deliver training sessions both internally and for clients.
- Prepare pitch documents and proposals for potential work.
- Prepare articles and other publications for distribution both internally and externally.
- Deliver on a wide range of engagements, including working in the following areas:
- COBS.
- Asset management and general SYSC.
- Operational resilience.
- CONC/CMCs S166.
- Compliance Risk.
- Retail Conduct.
- Due Diligence.
- Governance/SYSC.
- Regulatory readiness.
Requirements
- We are looking for someone who is passionate, focused, collaborative, and entrepreneurial. This role would suit a team player with the ability to use their own initiative and provide prompt practical services to clients.
- 6-10 years’ experience in regulation or compliance (for example gained within Consulting, Asset Management, Banking, Brokers, Investment Banks and the Regulator).
- Background in financial services and an interest in / awareness of current issues facing the industry.
- Exceptional oral and written communication skills and presentational expertise.
- Comfortable and effective working with wide groups of stakeholders, from C-suite to functional heads to operational staff, developing strong stakeholder relationships.
- Client facing, solutions focused, individual.
- Experienced in Microsoft office, specifically PowerPoint, Word and Excel.
- CISI qualifications would be desirable.
About Kroll
Join the global leader in risk and financial advisory solutions—Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore and maximize our clients’ value? Your journey begins with Kroll.
Kroll is committed to equal opportunity and diversity, and recruits people based on merit.
In order to be considered for a position, you must formally apply via careers.kroll.com.
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