Compliance Officer (Advisory)
Company
Location
London Area, United Kingdom
Posted At
7/30/2025
Advertise with us by contacting: [email protected]
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Description
Compliance Officer – Investment Management
Opportunity to join a UK-based compliance advisory team within a global investment management firm. The role involves providing regulatory guidance, managing compliance risks, and supporting key business initiatives.
Key Responsibilities:
- Advise on UK, EU, and US regulatory matters
- Monitor compliance risks and support regulatory adherence
- Conduct internal training and review marketing materials
- Participate in projects and business initiatives
- Engage in compliance testing and stakeholder collaboration
Requirements:
- Strong knowledge of FCA and SEC regulations
- Experience in asset management compliance
- Excellent communication and organizational skills
- Ability to handle deadlines and regulatory complexity
Desirable:
- Familiarity with ESG, cross-border distribution, and marketing rules
- Team-oriented with a proactive, solution-focused mindset
Advertise with us by contacting: [email protected]
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