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Support the delivery of the Compliance Assurance Plan, including execution of thematic reviews and control testing.
Carry out compliance monitoring activities to assess the effectiveness of internal controls and adherence to regulatory requirements.
Produce and present findings, reports, and recommendations to stakeholders across the business.
Liaise with the wider compliance, audit, and business teams to ensure follow-up actions are tracked and completed.
As an individual, the ideal candidate will host:
Strong working knowledge of relevant regulatory frameworks (e.g. FCA, PRA, Lloyd's, SMCR, Consumer Duty).
Ability to write clear, structured reports and communicate findings to stakeholders.
Confident working independently on thematic reviews, testing controls, and tracking actions.
Comfortable engaging with different business areas and building effective relationships.
Analytical mindset, attention to detail, and good organisational skills.
If this opportunity aligns with your experience and goals, please apply below or send across an up to date CV to [email protected]
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