IBSAG Head of Risk, Compliance and MLRO (UK Office)

About the Company

You will be part of the UK-based Risk and Compliance function, working closely with Legal, Compliance, and Operational Risk teams in Switzerland.

About the Role

As Head of Risk and Compliance and MLRO (UK Office), you will lead the development and execution of the firm's compliance and risk management strategy. You will ensure adherence to FCA and Swiss regulatory requirements, oversee AML frameworks, and embed a culture of risk awareness across the organisation.

Responsibilities

• Compliance Oversight (SMF 16):
• Maintain and monitor compliance with FCA regulations, including SMCR, COBS, and SYSC.
• Implement a risk-based Compliance Monitoring Programme.
• Ensure policies, procedures, and controls are robust and regularly reviewed.
• Provide regulatory guidance and training to staff.
• Collaborate with Swiss compliance teams to ensure cross-border regulatory alignment.

• Money Laundering Reporting Officer (SMF 17):
• Oversee AML systems and procedures in line with SYSC rules.
• Ensure timely and accurate reporting of suspicious activity.
• Deliver AML training and maintain high standards of governance.
• Liaise with regulators and ensure compliance with AML obligations.

• Risk Management Oversight:
• Develop and maintain a risk management framework aligned with ISO standards.
• Continuously assess and improve risk controls and reporting.
• Promote a culture of risk awareness and secure stakeholder buy-in.
• Establish governance structures to support the firm's risk agenda.
• Manage personal account dealing register and approvals.

• Other Responsibilities:
• Act as primary contact for regulators and auditors on compliance and risk matters.
• Advise senior leadership on emerging UK regulatory changes.
• Contribute to strategic planning as a member of the Executive Team.

Qualifications

• Experience in regulatory compliance within wealth management.
• Strong financial crime compliance experience.
• Advanced knowledge of UK regulations and FCA reporting.
• Proven leadership in cross-jurisdictional regulatory risk.
• Familiarity with CRS, FATCA, AMLD5/6, SYSC 8, COBS, MiFID, MLR, SM&CR, GDPR.
• Excellent communication, analytical, and decision-making skills.
• Strategic thinker with a practical, solutions-oriented approach.

Required Skills

• Recognised industry contributor in Compliance.
• Knowledge of Swiss and EU regulatory regimes.

Preferred Skills

• ICA, CISI or equivalent qualifications preferred.