Operations Controller, Compliance

City Of London, England, United Kingdom

7/24/2025

Operations Controller, investment team within Insurance

Oliver James are very excited to be supporting a prestigious Global insurance firm with their search for an Operations Controller to join their private equity arm. This is a unique opportunity to truly make your mark, working primarily within the 1st line of defence. You will be working across teams and speaking directly with clients on a daily basis.

Main Responsibilities

• Report into the Operations Manager.
• Provide 1st line support to the business.
• Onboarding new clients.
• Oversee AML and PEP due diligence checks.
• Interact with the Group Financial Crime team.
• Complaints handling.
• Staying updated on relevant FCA and PRA updates.
  
  

Key Skills

• Strong experience of working in a regulated firm.
• Experience within insurance and Lloyd's is highly desirable.
• Knowledge of consumer duty principles.
• Excellent knowledge and understanding of the FCA, PRA and CASS would be desirable.
• Knowledge of Worldcheck.
• Able to speak confidently to clients and take initiative.
• Commercially minded.
• Excellent written and verbal communication skills.
  
  

If this role sounds of interest, please click apply.

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