Regulatory Consultant (MIFID II / Consumer Duty)

CompanyBroadgate

LocationLondon Area, United Kingdom

Posted At1/20/2026

UK Visa Sponsorship Analytics

Analytics are greyed out due to low classification confidence (27.0%).

Occupation Type

Biochemists and biomedical scientists

Occupation Code Skill LevelHigher Skilled

Sponsorship Salary Threshold

£45,900 (£23.54 per hour)

Occupation rate applies

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Description

Develop and deliver a clear remediation roadmap addressing all FCA feedback actions, supported by gap analysis, milestones, and evidence.
Own delivery of five FCA action points arising from the ETP review, covering MiFID II (appropriateness testing, costs and charges) and product governance (Consumer Duty outcomes monitoring and fair value assessment).
Enhance Consumer Duty and MiFID II frameworks to reflect the firm’s transition to a larger, more complex operating model.
Proactively support live FCA engagements by identifying issues early, maintaining control of regulatory narrative, and evidencing progress through 2026.
Identify and oversee remediation priorities within financial crime, coordinating SME input where required.
Establish effective governance, secure senior stakeholder (SMF) buy-in, and provide clear progress reporting and escalation.
Produce robust, regulator-ready documentation demonstrating sustainable remediation and embedded controls.