Regulatory Reporting Analyst (12 Month Fixed Term Contract)

Job Title: Regulatory Reporting Analyst (12 Month Fixed Term Contract)

Location: London

In Regulatory Reporting Operations, we are responsible for supporting the firms global regulatory reporting obligations. Our team supports BAU processes, including; reconciliations, preventive & detective controls, exception/rejection management as well as quality assurance.

The suitable candidate will primarily be responsible for supporting the firm’s regulatory reporting obligations. The position requires a sound understanding of regulatory reporting requirements, strong organizational skills, project management experience, attention to detail and ability to interact across a range of stakeholders.

Principal Responsibilities

Member of a team that monitors the firm’s regulatory reporting obligations. This will include:

• Short sale reporting
• Long Position reporting
• TakeOver Panel filing
• MiFID II trade and transaction reporting
• MAS position & valuation reporting
  
  

Manage Regulatory Reporting Changes, Including

• Working with Legal & Compliance to interpret any rule changes
• Writing requirements to assist with implementation
• Project manage key deliverables
• Assess on a continuous basis regulatory reporting risks, and introduce or enhance controls as required
• Assist with the documentation and implementation of processes and procedures for monitoring compliance across transaction reporting regimes
• Build and manage MI and reporting process to track control failures and resolution times
• Assist with the resolution of failed, inadequate or missing controls
• Remain current on the regulatory reporting landscape
• Ensure the Operations department is always fully compliant with regulatory requirements
  
  

Qualifications/Skills Required

• Exposure to regulatory reporting – preferably short sale
• Proven understanding of regulatory reporting obligations and their impact on Operations
• Good knowledge of financial instruments across equities, fixed income and commodities
• Able to prioritize in a fast moving, high pressure, constantly changing environment
• Excellent communication and interpersonal skills
• Strong organizational and problem solving skills
• Knowledge of SQL, Alteryx & Tableau
• Advanced MS Office skills, including Excel PowerPoint and Word
• Ability to manage a range of stakeholders
• Good team player with a strong willingness to participate and help others