Senior Compliance Manager

CompanyBlack Swan Group

LocationLondon Area, United Kingdom

Posted At1/9/2026

UK Visa Sponsorship Analytics

Occupation Type

Quality assurance and regulatory professionals

Occupation Code Skill LevelHigher Skilled

Sponsorship Salary Threshold

£48,200 (£24.72 per hour)

Occupation rate applies

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Description

Senior Compliance Manager – Alternative Asset Management

Company Overview:

Our client is an alternative investment management firm based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently seeking a Senior Compliance Manager to join their Compliance team and contribute to the success and growth of the firm.

Role Overview:

As a Senior Compliance Manager, you will play a crucial role in maintaining and enhancing the firm's compliance programme, holding generalist responsibilities. You will report to the Head of Compliance. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels.

Key Responsibilities:

· Regulatory change including projects and implementation

· General compliance advisory to the business

· Review financial promotions, marketing and client communications

· Monitor trading activity to detect potential market abuse

· Manage the Compliance Monitoring Programme

· Maintain working knowledge of regulatory frameworks

· Creating, managing, and enhancing policies and procedures

· Train junior members of the compliance team

· Ad hoc project work

Requirements:

· Bachelor's degree in Finance, Economics, Law, or a related field.

· Generalist compliance experience with a focus on AIFM compliance and ideally SEC exposure.

· Strong knowledge of UK financial regulations and industry best practices.

· Excellent analytical and problem-solving skills with high attention to detail.

· Ability to communicate complex compliance issues clearly and effectively to diverse stakeholders.

If you believe you have the skills and experience to excel in this role and contribute to the firm’s continued success, we encourage you to apply.

For more details, please contact Jon Pettet at jon.pettet@blackswangroup.com