Job title: Senior Market Abuse Enquiries Investigator
Division: Market Oversight
Department: Secondary Market Oversight
- Salary: National (Edinburgh and Leeds) ranging from £52,400 to £68,200 and London from £57,700 to £75,300 (salary offered will be based on skills and experience)
- This role is graded as: Senior Associate - Regulatory
- Your recruitment contact is Raimonda Stankute via Raimonda.Stankute@fca.org.uk. Applications must be submitted through our online portal. Applications sent via social media or email will not be accepted.
About The FCA And Team
We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth, and shaping the future of UK finance services.
The Market Oversight Directorate oversees conduct in UK primary and secondary markets through the listing, prospectus, and market abuse regimes, aiming to promote trusted, orderly, and efficient markets via its four departments: Listing, Primary Market Oversight, Secondary Market Oversight, and Market Oversight Data & Intelligence.
The Secondary Market Oversight (SMO) Department addresses all aspects of market abuse in secondary markets to maintain clean and transparent markets. We do this by working with some of the richest datasets and intelligence in the world, deploying state-of-the-art analytics and bringing together a diverse mix of experienced investigators, regulators, markets professionals and data scientists.
We have an exciting opportunity to join one of our Insider Dealing (ID) teams. The ID teams hold the primary responsibility of identifying and reviewing potential cases of equity insider dealing that do not fit the criteria of being perpetrated by organised criminal groups. As part of the FCA’s enhanced focus on non-equity market abuse, the remit and capabilities of these teams has expanded to incorporate allegations of market abuse in the Fixed Income markets.
Role Responsibilities
