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Hampshire Trust Bank is a specialist bank, staffed by experts focused on helping UK businesses realise their ambitions. Our dedicated Asset Finance, Development Finance, Wholesale Finance and Specialist Mortgages divisions ensure that businesses receive the outstanding service, lasting relationships, integrity and expertise they need to prosper.
We also provide savings accounts to individuals and businesses and since we lend only to businesses, our savers can be sure their money will be used to boost the British economy.
The bank is authorised by the Prudential Regulation Authority and regulated by the Prudential Regulation Authority and the Financial Conduct Authority.
For more information, please visit our website: www.htb.co.uk
Our Values and Behaviour
All members of the HTB team are expected to demonstrate values and behaviour that underpin everything that we believe in
Customers matter
- We listen to our customers
- We value customer relationships over transactions
- We strive to deliver what customers want, when they want it, how they want it
- We prioritise customer outcomes over corporate expediency
We deliver
- We approach everything we do with discipline and set high standards
- We do more with less and embrace change
- We are fanatical about financial rigour and risk discipline
- We execute consistently with speed and accuracy
- We constantly strive to improve
Integrity without compromise
- We always aim to do the right thing - we don’t duck hard choices
- When we make a mistake we own up and fix it
- We are open and honest in all our communication
- We treat innovation and fresh thinking as an opportunity not a threat
People Power
- We are a meritocracy
- We empower people and make them accountable
- We encourage our people to learn and grow
- We challenge each other honestly & constructively
- We work as a team
- We know diversity makes us stronger
- We celebrate success
Position:
The Compliance Team is an independent regulatory and compliance advisory and assurance function for Hampshire Trust Bank (HTB), its subsidiaries and its Appointed Representatives (ARs). This role acts as a primary interface between Compliance (second line of defence) and the group firms. The purpose of this role is to manage regulatory and compliance risks by:
- Ensuring that compliance risks are identified, managed/mitigated, remediated and reported on.
- Providing subject matter expert advice and guidance to the business on all matters relating to regulatory and compliance risk.
- Coordinating and drafting regulatory communications and information requests across the business as requested by the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA).
- Driving engagement and buy-in to the subject of regulatory compliance at all levels, including HTB’s Group Executive Committee and SMF role holders.
Requirements:
You must have:
- Knowledge and experience of regulatory responsibilities gained from a regulated organisation
- Experience of a PRA and FCA regulated environment
- Good communication skills, both written and verbal
- Leadership experience and commercial awareness
- Excellent attention to detail
- Strong IT skills, specifically Microsoft Excel and PowerPoint
- An intuitive and professional approach to problem solving
- An ability to self-teach and conduct research into FCA and PRA regulatory requirements
Preferred:
- Demonstrable experience of the application of:
- FCA Principles for Business
- TCF and Conduct Risk
- Consumer Duty
- Experience of quality assurance testing in a banking / financial services environment
- A relevant professional qualification (e.g. ICA, IRM)
