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Company Description
Evelyn Partners is a UK leader in wealth management, providing personalised, expert investment management and financial planning advice to support clients in embracing what’s next. Our success hinges on our people and that’s our secret for longevity. We are a team of passionate professionals and everything we do is guided by our purpose – placing the power of good advice into more hands, we go further to understand the needs of our clients and what matters most to them. We’re here to help them make significant decisions with confidence, provide strong foundations for the future and guide them towards their goals.
Job Description
What will you be doing?
We’re seeking a talented individual to join our team in London, which is responsible for supporting the Regulatory HR Manager in the management and oversight of the Senior Managers & Certification Regime and other regulatory body management while continuing to develop and support the relevant regulatory policies and procedures.
As Regulatory SMCR Specialist, your responsibilities will include among others
- Senior Managers & Certification Regime (SM&CR) - Understand and maintain knowledge of the regulatory requirements related to the SM&CR and translate requirements into practical and effective SM&CR policy and procedures
- Oversee the certification activities necessary for all certified persons and ensure that these are completed in an accurate and timely manner and that team members are appropriately certified for the activities that they carry out
- Manage internal and external data records including updates to internal HR systems and FCA directory updates
- Assist the Regulatory HR Manager with oversight of the Senior Managers Regime including drafting of and updating relevant SMF documentation and the management of the annual recertification process
- Understand and maintain knowledge of Central Bank of Ireland (CBI) Financial Services Individual Requirements and Jersey Financial Services Commission (JFSC) Financial Services Individual Requirements
- Understand and demonstrate ability to manage Competence related registrations with the Chartered Institute of Securities & Investments (CISI), Chartered Insurance Institute (CII) and Institute of Chartered Accountants in England and Wales (ICAEW)
Qualifications
Skills and Experience
To be successful in this role, you should
- Proven SM&CR experience Ideally within an HR of Compliance Function
- Experience of working in an FCA regulated environment with a good understanding of SMCR requirements
- Ability to develop effective working relationships at all levels across the Group and in particular with senior management
- Ability to think commercially and apply knowledge pragmatically
- High degree of accuracy and excellent communicator both verbally and in writing
- Numerate with good IT skills
Desired
- Relevant financial services or compliance qualification(s) desirable, however not essential
Additional Information
As a colleague here at Evelyn Partners, you will have access to benefits that include:
- Competitive salary
- Private medical insurance
- Life assurance
- Pension contribution
- Hybrid working model (role dependant)
- Generous holiday package
- Option to purchase additional holiday
- Shared parental leave
We are proud to value the differences that a diverse workforce brings, representative of society and our clients. At Evelyn Partners we have a wide range of highly active employee resource groups and we're delivering multiple diversity, equity and inclusion initiatives across the organisation. It is our commitment to provide a workspace where all colleagues, regardless of identity, background, or circumstance, feel respected as individuals and feel that they can achieve their full potential and work in a safe, supportive, and inclusive environment.
We are happy to make any reasonable adjustments to accommodate for your needs throughout the application process. Please let your Recruiter know.
