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The Role
You'll join the Compliance Function's Business Support Team, acting as a key link between compliance and the wider business. This team helps maintain and develop second-line systems, controls, policies, and procedures relating to Financial Crime, Sanctions, and Data Protection, ensuring the business meets regulatory requirements.
This is an entry-level position designed for someone eager to learn and build a career in compliance. You'll receive full training and work closely with experienced Compliance Managers, supporting projects and day-to-day activities that help protect the business and its clients.
What You'll Be Doing
Support the Compliance Business Support Team in delivering its annual plan and objectives
Assist with research and projects to improve compliance controls and processes
Help review and approve financial promotions and marketing materials
Provide support on data protection queries, including client communications and marketing
Assist with risk assessments for new third-party arrangements and introducers
Help monitor and maintain compliance systems and controls for Financial Crime, Sanctions, and Data Protection
Contribute to preparing management information and compliance reports
Support the team in responding to queries from business units and escalating where needed
Assist with thematic reviews and monitoring activities alongside other compliance teams
Participate in projects and initiatives to ensure compliance requirements are met
Who We're Looking For
Strong interest in financial services and compliance
Excellent attention to detail and willingness to learn
Good communication skills, both written and verbal
Ability to work collaboratively as part of a team
Proactive and enthusiastic approach to problem-solving
Comfortable working with data and learning new systems
Ability to manage multiple tasks and prioritise effectively
Professional and positive attitude
Curious mindset with a desire to understand regulatory requirements
Flexible and adaptable to change
Qualifications
No specific experience required - full training will be provided
Educated to A-level or equivalent (degree desirable but not essential)
Interest in compliance, regulation, or financial services is advantageous