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Job Description
Vice President, Mandate Monitoring I
At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.
We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what is all about.
We’re seeking a future team member for the role of Vice President, Mandate Monitoring I to join our Mandate Monitoring, Front Office Services team. This role is located In London on a Hybrid basis (4 days week in office).
What We Do
- Mandate Monitoring provides complete, independent, and timely pre and / or post trade monitoring of all mandate, prospectus, regulatory and other client in-house investment guidelines.
- Coding of investment guideline restrictions into Aladdin.
- Investigation and reporting of investment guidelines breaches.
- Provides strategic guidance and specialised knowledge to support client objectives.
- Supports on project related work to improve Mandate Monitoring processes.
In this role, you’ll make an impact in the following ways:
- Maintain pre and post trade investment guideline restrictions using the Aladdin, JPM TRAC, and ALTO monitoring systems. Tasks will include coding or instruction to third parties, review and testing for new fund launches and amendments.
- Support the offshore Mandate Monitoring team with daily post trade exception monitoring and other manual monitoring activities.
- Undertake automated and manual exception monitoring pre and post trade where required.
- Identify and manage risks and ensure that adequate control processes exist and operate effectively.
- Provide support to the client on queries relating to pre and post trade investment guidelines and exceptions.
- Maintenance of stop lists and other restricted lists.
- Maintenance of procedure documents for team tasks as required.
- Build and maintain strong relationships with clients and other BNY teams.
- Assist with other projects and initiatives.
- Review and interpret new and amended IMA’s / Prospectus’ to determine if the investment guidelines can be automated.
- Provide training and advice to other Mandate Monitoring team members on areas of expertise.
To be successful in this role, we’re seeking the following:
- Experience in Mandate Monitoring/ Investment Compliance/ Portfolio Compliance.
- Aladdin coding.
- Candidate would be encouraged to work towards and gain the IMC.
At BNY, our culture speaks for itself. Here’s a few of our awards:
- America’s Most Innovative Companies, Fortune, 2024
- World’s Most Admired Companies, Fortune 2024
- Human Rights Campaign Foundation, Corporate Equality Index, 100% score, 2023-2024
- Best Places to Work for Disability Inclusion , Disability: IN – 100% score, 2023-2024
- “Most Just Companies”, Just Capital and CNBC, 2024
- Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024
- Bloomberg’s Gender Equality Index (GEI), 2023
Our Benefits And Rewards
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
