Compliance Associate (12 Month FTC)
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We are supporting a boutique investment bank with the hiring of an experienced compliance associate who will become an integral part of the team in London.
This role would initially be on a 12 months FTC, however there is a possibility for it to go permanent for the right candidate.
The role
- Deliver compliance monitoring and identify control gaps, driving remediation
- Review personal account dealing, gifts and hospitality, and outside business activity requests
- Manage regulatory onboarding and annual certification processes
- Prepare and submit regulatory reports, ensuring accuracy and timeliness
- Conduct KYC/AML client onboarding checks
- Monitor electronic communications and escalate material concerns
- Maintain compliance registers and management information
- Support regulatory change initiatives and compliance system enhancements
- Deliver compliance training and manage ad hoc advisory matters
About You
- 2+ years in a generalist compliance role
- Proficient with system enhancements and implementations
- Highly organised with excellent communication skills