Compliance Manager
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Salary: £70,000 - £90,000 + bonus & benefits
Locations: London or Gloucestershire (hybrid)
Lutine Bell is supporting a well established Re-Insurance organisation who is looking to appoint a Compliance Manager (Generalist) into their London or South-West office.
Key Responsibilities
- Monitor conduct risk, general compliance risk including that arising from activities of outsourced service providers and share with the Risk and Internal Audit teams the findings of their activities.
- Implement and manage the Compliance framework (including the compliance monitoring activities) and all related policies, processes and tools and provide consultation and advice on compliance matters
- Make timely, appropriate submissions and reports to the FCA and PRA
- Monitor and oversee the policies and procedures of outsourced providers
- Develop and maintain management tools to provide MI
Requirements:
- Completed or studying for a compliance professional qualification (CISI or equivalent), with experience in an operational compliance function
- Strong understanding of FCA and PRA regulatory requirements (including SMCR) and relevant industry standards
- Relevant experience within the insurance or wider financial services sector
- Experience of effective horizon scanning
- Proven ability to produce high-quality management information, maintain accurate records and deliver clear reporting