Internship - Operational / Support
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Job Title: Compliance & Operations Intern
Duration: 3 Months (Volunteer Internship Program)
Location: On-site
Company: Wealthmax Financial Advisers Ltd
Industry: Financial Services
About Us
Wealthmax Financial Advisers Ltd is a trusted intermediary in the UK financial services industry, offering tailored advice in pensions, investments, insurance, mortgages, commercial loans, wills, and estate planning. We are directly authorised and regulated by the Financial Conduct Authority (FCA).
Internship Overview
We are seeking motivated, detail-oriented individuals to join our team as Operations & Compliance Interns for a 3-month on-site Volunteer Internship Program.
This role offers hands-on exposure to regulatory compliance frameworks and operational processes within a fast-paced financial services environment. Interns will gain practical experience in compliance monitoring, document handling, internal controls, and cross-functional coordination across multiple financial product lines.
Key Responsibilities
- Support the team in ensuring adherence to FCA regulations and internal compliance policies
- Assist with document verification, file maintenance, and audit trail management
- Help prepare and review compliance checklists, reports, and risk assessments
- Coordinate operational workflows across departments (pensions, investments, mortgages, insurance)
- Conduct research on regulatory updates and assess their operational impact
- Assist with client onboarding processes and related administrative tasks
- Participate in internal meetings and contribute to compliance and operational projects
What You Will Learn
- Practical understanding of the UK regulatory framework (FCA, AML, GDPR)
- Exposure to compliance operations across multiple financial product areas
- Hands-on experience in documentation, monitoring, and risk management
- Insight into how a regulated financial services firm operates
- Development of professional communication and organisational skills
Candidate Profile
- Currently studying or recently graduated in Finance, Business, Law, or a related field
- Strong interest in financial services, compliance, and operations
- Excellent attention to detail and organisational ability
- Strong written and verbal communication skills
- Ability to work both independently and collaboratively
Internship Benefits
- Hands-on experience within an FCA-regulated environment
- Mentorship from experienced compliance and operations professionals
- Certificate of Internship and Letter of Recommendation upon successful completion
- Opportunity for future roles within the organisation based on performance