Investment Management Monitoring Associate
UK Visa Sponsorship Analytics
Analytics are greyed out due to low classification confidence (56.0%).
Occupation Type
Financial accounts managers
Occupation Code Skill LevelHigher Skilled
Sponsorship Salary Threshold
£44,700
(£22.92 per hour)
Occupation rate applies
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Description
Company Description
We’re a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce of 5,800+ people across 25 jurisdictions and have assets under administration (AUA) exceeding US$750 billion. We work with 13 of the world’s top-15 private equity firms.
Our services are underpinned by a Group-wide commitment to ESG and best-in-class technology including a global data platform and innovative proprietary tools supported by in-house experts.
Above all, what makes us different is our people. Operating as trusted partners to our clients, we deliver intelligent solutions through a combination of technical expertise and strong relationships based on deep client understanding.
Job Description
You will support the monitoring and oversight of a portfolio of Appointed Representatives (ARs) and Alternative Investment Funds (AIFs), ensuring activities are conducted in line with regulatory expectations and internal compliance frameworks. You will assess and manage risks through structured monitoring, stakeholder engagement, and detailed reporting, while contributing to the team’s overall objectives and maintaining strong regulatory awareness within the investment management environment.
What You Will Do
We’re a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce of 5,800+ people across 25 jurisdictions and have assets under administration (AUA) exceeding US$750 billion. We work with 13 of the world’s top-15 private equity firms.
Our services are underpinned by a Group-wide commitment to ESG and best-in-class technology including a global data platform and innovative proprietary tools supported by in-house experts.
Above all, what makes us different is our people. Operating as trusted partners to our clients, we deliver intelligent solutions through a combination of technical expertise and strong relationships based on deep client understanding.
Job Description
You will support the monitoring and oversight of a portfolio of Appointed Representatives (ARs) and Alternative Investment Funds (AIFs), ensuring activities are conducted in line with regulatory expectations and internal compliance frameworks. You will assess and manage risks through structured monitoring, stakeholder engagement, and detailed reporting, while contributing to the team’s overall objectives and maintaining strong regulatory awareness within the investment management environment.
What You Will Do
- You will conduct ongoing compliance monitoring in line with the Compliance Monitoring Framework, ensuring AR and fund activities are reviewed regularly and risks are identified and escalated where necessary
- You will build and maintain strong relationships with a portfolio of Appointed Representatives, supporting their needs while identifying potential risks, compliance concerns, or offboarding indicators
- You will monitor funds and investment management mandates, liaising with both internal teams and external stakeholders to ensure effective oversight of investment management relationships
- You will prepare monitoring reports, committee materials, and risk assessments, ensuring accurate documentation and management information (MI) is produced in accordance with the Risk Management Framework
- You will contribute to the Monitoring team’s business objectives by collaborating with RegCom and wider teams, maintaining strong record-keeping practices, adhering to policies and procedures, and continuously enhancing your regulatory knowledge and professional development
- Comprehensive remuneration: Motivating financial packages based upon market rates for your role and is proportionate to your qualifications, level of experiences and skills profile
- You will have 3+ years’ experience undertaking compliance monitoring within financial services, ideally with a focus on asset management
- You will hold a bachelor’s degree in accounting, finance, law, or a related field, or possess relevant professional industry qualifications
- You will demonstrate experience within the investment fund industry, including knowledge of AIFMD and policies and processes for alternative investment funds and wealth management
Sustainability is integral to our strategy and operations. Our sustainability depends on us building and maintaining long-term relationships with all our stakeholders – including our employees, clients, and local communities – while also reducing our impact on our natural environment.
There is always more we can, and should do, to improve – whether in relation to our people, our clients, our planet, or our governance. Our ongoing success as a business depends on our sustainability and agility in a changing and challenging global landscape. We’re committed to fostering an inclusive, equitable and diverse culture for our people, led by our Diversity, Equity, and Inclusion steering committee.
Our learning and development programmes and systems (including PowerU and MyCampus) enable us to invest in growing our employees’ careers, while our hybrid working approach supports our employees in achieving balance and flexibility while remaining connected to their colleagues. We want to empower our 5,800+ employees - from 94 nationalities, across 25 countries - to each achieve their potential. Through I
Q-EQ Launchpad we support women managers launching their first fund, in an environment where only 15% of all private equity and venture capital firms are gender balanced.
We’re committed to growing relationships with our clients and supporting them in achieving their objectives. We understand that our clients’ sustainability and success leads to our sustainability and success. We’re emotionally invested in our clients right from the beginning.
We’re committed to growing relationships with our clients and supporting them in achieving their objectives. We understand that our clients’ sustainability and success leads to our sustainability and success. We’re emotionally invested in our clients right from the beginning.