Job title: Peer-to-Peer (P2P) and Investment-Based Crowdfunding (IBCF) Portfolios Supervision Associate
Division: Supervision, Policy and Competition
Department: Retail Investment Platforms & Proactive Supervision (RIPPS)
- Salary: National (Edinburgh and Leeds) ranging from £43,100 to £54,000 and London from £47,300 to £60,000 (salary offered will be based on skills and experience).
- This role is graded as: Associate, Regulatory
- Your recruitment contact is Shafika via Shafika.shaikh@fca.org.uk Applications must be submitted through our online portal. Applications sent via social media or email will not be accepted.
About The FCA And Team
We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth, and shaping the future of UK finance services.
SPC oversees firms and individuals (supervision), creates and reviews the rules by which they operate (policy) and identifies and remedies ineffective competition in markets (competition). Sitting in the Consumer Investments (CI) directorate, RIPPS supervises four of CI’s six portfolios and leads proactive supervision and financial crime prevention through its specialist teams focused on investment platforms, SIPPs, crowdfunding, Peer to Peer lending, multi-firm reviews and financial crime.
Both portfolios are subject to increasing focus as part of the Government’s growth agenda and the sectors’ links to private credit and equity markets and consequent engagement with the new Public Offer Platform (POP) and Private Intermittent Securities & Capital Exchange System (PISCES) regimes. The role offers exposure to bespoke business models, financial analysis, potential policy development and cross-team collaboration.
Role Responsibilities