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MERJE are delighted to be supporting a long standing and highly respectable firm who operate within the wealth management, financial planning and investment sector as they seek to strengthen their compliance function with the addition of an experienced Senior Compliance Manager to elevate the firm’s approach to regulatory assurance, oversight and investment suitability.
Reporting to the Head of Regulation the Senior Compliance Manager plays a pivotal role within the business to ensure effective oversight and management of compliance risks. The role provides independent oversight of the Compliance Risks across the organisation and ensures the business adheres to regulatory requirements, internal policies and industry standards.
The Role
About You
The Opportunity
This is an exciting managerial role with ownership of the compliance monitoring function in a highly regarded financial services firm. You’ll have business-wide visibility
If you’re an experienced compliance professional seeking a leadership role in a collaborative, values-driven organisation, we’d love to hear from you.