Trade Surveillance Representative
UK Visa Sponsorship Analytics
Analytics are greyed out due to low classification confidence (39.0%).
Occupation Type
Sales related occupations not elsewhere classified.
Occupation Code Skill LevelMedium Skilled - Extending
Sponsorship EligibilityIneligible for Sponsorship
Above analytics are generated algorithmically based on job titles and may not always be the same as the company's job classification. You can also check detailed occupation eligibility, and salary criteria on our UK Visa Eligible Occupations & Salary Thresholds page.
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Description
Salary: From £29,200
Who we are:
interactive investor is an award-winning investment platform that puts its customers in control of their financial future.
We've been helping investors for nearly 30 years. We've seen market highs and lows and been resilient throughout. We're now the UK's number one flat-fee investment platform, with assets under administration approaching £75 billion and over 500,000 customers.
For a simple, flat monthly fee we provide a secure home for your pensions, ISAs and investments. We offer a wide choice of over 20,000 UK and international investment options, including shares, funds, trusts and ETFs.
We also bring impartial, expert content from our award-winning financial journalists, highly engaged community of investors, and daily newsletters and insights.
Purpose Of Role:
We are recruiting for a Trade Surveillance Representative to join the Operations Risk & Control team. The role is responsible for overseeing trading activity across market counterparties and venues, helping to ensure trades are executed in line with regulatory obligations, internal risk standards, and best execution requirements.
Working within the first line of defence, the role plays an important part in protecting market integrity, identifying potential risks, and maintaining a well-controlled trading environment.
Key Responsibilities:
Who we are:
interactive investor is an award-winning investment platform that puts its customers in control of their financial future.
We've been helping investors for nearly 30 years. We've seen market highs and lows and been resilient throughout. We're now the UK's number one flat-fee investment platform, with assets under administration approaching £75 billion and over 500,000 customers.
For a simple, flat monthly fee we provide a secure home for your pensions, ISAs and investments. We offer a wide choice of over 20,000 UK and international investment options, including shares, funds, trusts and ETFs.
We also bring impartial, expert content from our award-winning financial journalists, highly engaged community of investors, and daily newsletters and insights.
Purpose Of Role:
We are recruiting for a Trade Surveillance Representative to join the Operations Risk & Control team. The role is responsible for overseeing trading activity across market counterparties and venues, helping to ensure trades are executed in line with regulatory obligations, internal risk standards, and best execution requirements.
Working within the first line of defence, the role plays an important part in protecting market integrity, identifying potential risks, and maintaining a well-controlled trading environment.
Key Responsibilities:
- Resolve trade disputes and exceptions, taking a fact-based approach to root cause analysis and driving timely resolution
- Monitor trading activity to support best execution across equities, fixed income, and international markets
- Maintain the governance and ongoing integrity of the firm's stock and fund universe, ensuring securities are appropriately reviewed, controlled, and aligned to regulatory expectations and customer outcomes
- Identify potential market abuse risks through proactive surveillance and escalate suspicious activity in line with regulatory expectations
- Conduct due diligence on new securities and obtain approval prior to platform onboarding
- Escalate trade-related risks promptly, mitigating potential impact to the business and clients
- Compliance with and adherence to Operations Risk and Control procedures at all times
- Support quality assurance activity across key operational processes
- Exercise due skill, care and diligence, observe proper standards of market conduct (MAR) and deal with the regulator in an open and co-operative way. In doing so achieve the standards and principles defined in the Fit and Proper Test for Approved Persons (FIT)
Skills & Experience Required:
- CISI Level 3 qualified (or willing to obtain), or equivalent industry qualification
- Experience within stockbroking, investment banking, or a trading environment
- Strong understanding of trade lifecycle processes across domestic and international markets
- Working knowledge of the regulatory framework relating to trading supervision, market conduct, and controls
- Strong analytical skills with excellent attention to detail
- Confident communicator with the ability to challenge appropriately
- Effective decision maker, particularly in time-sensitive situations
- Excellent numeracy skills
- Collaborative team player with a proactive approach to problem solving
- Able to remain calm under pressure and manage competing priorities
Personal Attributes:
interactive investor operates in accordance with the UK Equality Act 2010. We welcome applications from individuals of all ages, disabilities, gender identities, marital status, pregnancy/maternity, race, religion or belief, sex, and sexual orientation. We are committed to treatin
- Clear communicator
- Strong team player
- Demonstrated passion and drive for delivering the best outcome
- Moving with speed - delivering faster and better
- Decisive and take ownership of outcomes
- Not afraid to challenge and be open to challenges
- Group Personal Pension Plan - 8% employer contribution and 4% employee contribution
- Life Assurance and Group Income Protection
- Private Medical Insurance - Provided by Bupa
- 25 Days Annual Leave, plus bank holidays
- Staff Discounts on our investment products
- Personal & Well-being Fund - Supporting your physical and mental wellness
- Retail Discounts - Savings at a wide range of high street and online retailers
- Voluntary Flexible Benefits - Tailor your benefits to suit your lifestyle
interactive investor operates in accordance with the UK Equality Act 2010. We welcome applications from individuals of all ages, disabilities, gender identities, marital status, pregnancy/maternity, race, religion or belief, sex, and sexual orientation. We are committed to treatin
g all applicants fairly and making reasonable adjustments where needed to support disabled applicants. We actively prevent all forms of discrimination, harassment, and victimisation—whether direct, indirect, associative, or perceptive