Vice President, Compliance & Control - Pershing & Markets
Not disclosed
Salary
Not disclosed by employer
£88,100
Going rate
Skilled Worker going rate
This role may qualify for a Skilled Worker visa
SOC 1111 is an eligible occupation, but we classified this role with low confidence (48% match). If the code is right — and THE BANK OF NEW YORK MELLON is a licensed sponsor — it should qualify, but double-check the occupation eligibility rules against the actual role.
About the role
We’re seeking a future team member for the role of Vice President, Compliance Officer to join the Pershing and Markets Compliance team. This role is located in Manchester, UK.
In this role, you’ll make an impact in the following ways:
- Lead regulatory change oversight for Pershing Securities Ltd and the Markets business, monitoring new UK, EU, Irish and Jersey regulatory developments and assessing business impact.
- Maintain the regulatory publications log, coordinating impact assessments, tracking outcomes, and ensuring regulatory analysis is documented and accessible.
- Partner with Regulatory Change, Legal, Compliance and business stakeholders to implement regulatory developments and ensure timely delivery of associated actions.
- Manage horizon scanning and regulatory change governance frameworks, including control documentation, reporting and standard operating procedures.
- Prepare compliance risk management information and updates for senior management, governance committees and regulatory forums.
- Provide compliance advisory support across EMEA, working on regulatory change initiatives, compliance projects and cross-border regulatory matters.
To be successful in this role, we’re seeking the following:
- Compliance experience within financial services, with strong knowledge of FCA regulatory requirements including COBS, SYSC, CASS, MAR, SMCR, MiFID and related frameworks.
- Strong understanding of regulatory change management and the impact of evolving UK and European regulation on wealth management, custody, clearing and capital markets businesses.
- Experience operating within a global organisation, partnering with stakeholders across multiple jurisdictions and regulatory environments.
- Proven ability to influence stakeholders, provide practical compliance guidance and communicate effectively with audiences ranging from business teams to senior governance committees.
- Knowledge of compliance risk management frameworks, regulatory projects, horizon scanning activities and compliance monitoring processes.
- Degree qualified and/or holding relevant professional qualifications, with familiarity of emerging technologies, including AI, and their application within compliance functions.
This description is the source posting as it read when we added it. We are not affiliated with THE BANK OF NEW YORK MELLON, so check their own site for the current details.
Where this offer sits in the market
SOC 1111 · UK · ONS ASHE 2025 · ~112k in sampleSimilar sponsored roles
See all jobsNo close matches live right now.
Browse more sponsored jobs at THE BANK OF NEW YORK MELLONAbout sponsorship for this role
Does this job guarantee visa sponsorship?
Not necessarily. THE BANK OF NEW YORK MELLON holds a sponsor licence, but sponsorship for a specific hire is always the employer's decision. Be upfront in your application that you'll require it.
What salary is needed for this role to be eligible?
The offer must clear both the general threshold and the SOC 1111 going rate of £88,100. New-entrant and shortage discounts can lower it.